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Law and regulations
Investigations and enquiries - by date of the reports
2012
Date Title
15 June 2012 Executive summary of the investigation report by the Audit Investigation Board dated 15 June 2012 on K.M. Choi & Au Yeung Limited in relation to the audits of the accounts of a listed company and its subsidiaries for the years ended 31 December 2007, 2008 and 2009
27 April 2012 Executive summary of the investigation report by the Audit Investigation Board dated 27 April 2012 on an auditor in relation to the audit of the accounts of a listed company and its subsidiaries for the year ended 31 December 2008
16 March 2012 Executive summary of the investigation report by the Audit Investigation Board dated 16 March 2012 on Grant Thornton (now known as JBPB & Co.) in relation to the audit of the accounts of a listed company and it subsidiaries for the year ended 31 December 2007
24 February 2012 Executive summary of the investigation report by the Audit Investigation Board dated 24 February 2012 on Parker Randall CF (H.K.) CPA Limited in relation to the audit of the accounts of a listed company and its subsidiaries for the year ended 31 March 2009
13 February 2012 Executive summary of the investigation report by the Audit Investigation Board dated 13 February 2012 on joint auditors in relation to the audit of the accounts of a listed company and its subsidiaries for the year ended 31 March 2008 and 2009
04 January 2012 Executive summary of the investigation report by the Audit Investigation Board dated 4 January 2012 on [the Auditor] in relation to the audits of the accounts of a listed company and its subsidiaries for the years ended 31 March 2001 and 2002
All completed cases with auditing/reporting irregularities identified were referred to the Hong Kong Institute of Certified Public Accountants (HKICPA) for consideration of disciplinary action. Decisions made by the disciplinary committees of the HKICPA are at www.hkicpa.org.hk/en/standards-and-regulations/compliance/disciplinary/.