Investigation and Compliance Committee

The Investigation and Compliance Committee advises the Board on matters concerning the investigation function.

Mr Wong Kai Man, BBS, JP Chairman From 2019-10-01
Current appointment expires on 2020-09-30
Mr Wong was a Non-executive Director of the Securities and Futures Commission (2009-2015) and a member of the Listing Committee of the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited (1999-2003). He was an audit partner of PricewaterhouseCoopers, Hong Kong before his retirement in June 2005. He has served/is serving as an independent Non-executive Director of several companies listed in Hong Kong. Mr Wong has also served on advisory committees and statutory bodies established by the Government of the Hong Kong Special Administrative Region, boards of charities and councils of universities.
Mr Peter Wan Vice-Chairman From 2019-10-01
Current appointment expires on 2021-09-30
Mr Wan is a Fellow of the Hong Kong Institute of Certified Public Accountants. He has over 30 years of practising experience and was a partner of PricewaterhouseCoopers before retirement. He has since been invited to join the Board of Directors of a number of listed companies as Independent Non-executive Director. He currently serves as the Treasurer and Council Member of the Open University of Hong Kong and has held stewardship positions in several NGOs and service organizations.
Mr Chew Fook Aun Member From 2019-10-01
Current appointment expires on 2021-09-30
Mr Chew has over 30 years of experience in accounting, auditing and finance in the United Kingdom and Hong Kong. He is currently the Deputy Chairman and Executive Director of Lai Sun Garment (International) Limited and Lai Sun Development Company Limited, the Executive Director of eSun Holdings Limited, and the Chairman and Executive Director of Lai Fung Holdings Limited.
Mr Wilson Fung Member From 2019-10-01
Current appointment expires on 2020-09-30
Mr Fung has over 17 years of experience in auditing in Hong Kong and England followed by 21 years as a Financial Controller in Jardine Matheson. He is a fellow member of the Hong Kong Institute of Certified Public Accountants, the Association of Chartered Certified Accountants and the Institute of Chartered Accountants in England and Wales. He was elected as President of the Hong Kong Institute of Certified Public Accountants in 2010. He was formerly a convenor to the Financial Reporting Review Panel of the Financial Reporting Council (2007-2013). Mr Fung is the Founding President of Hong Kong Business Accountants Association and currently serves on the Boards of several NGOs and statutory bodies.
Mr Stephen Lee Member From 2019-10-01
Current appointment expires on 2021-09-30
Mr Lee has over 30 years of experience in accounting, auditing and financial management, at KPMG in London and Hong Kong. He retired from KPMG in 2011 as Partner-in-Charge of the Risk Consulting practices of KPMG in respect of Hong Kong, mainland China and the Asia Pacific region, and is currently serving as an Adjunct Associate Professor at The Chinese University of Hong Kong and as Immediate Past President of The Institute of Internal Auditors Hong Kong. He is also an Independent Non-Executive Director at a number of companies. He is a Fellow Member of The Hong Kong Institute of Certified Public Accountants and of The Institute of Chartered Accountants in England and Wales, and is an Associate Member of The Institute of Directors and The Institute of Internal Auditors.
Mr Anthony Leung Member From 2019-10-01
Current appointment expires on 2021-09-30
Mr Leung is the Assurance Leader of Ernst & Young member firms for Hong Kong and Macau. He is a former member of the Listing Committee of The Stock Exchange of Hong Kong Limited from 2009 and completed the six-year term in 2015. He had previously served on the Professional Conduct Committee of the Hong Kong Institute of Certified Public Accountants. He is a member of both the Hong Kong Institute of Certified Public Accountants and the Institute of Chartered Accountants in Australia.
Ms Ashley Khoo Member From 2019-10-01
Current appointment expires on 2021-09-30
Ms Khoo, CFA, CPA, is an asset management and investment banking professional with comprehensive buy-side and sell-side experience, inclusive of portfolio management, fundamental/quantitative/pre-deal research covering Asian and China markets, multi-asset class investment, and Big 4 financial advisory with financial institutions in Hong Kong and New York. She is a Board Member of The Hong Kong Society of Financial Analysts and CFA Institute’s Presidents Council Governance Committee Member. Ms Khoo served as the President of The Hong Kong Society of Financial Analysts from 2016 to 2018.
Mr Jackson Woo Member From 2019-10-01
Current appointment expires on 2021-09-30
Mr Woo is the CEO of Challenge Capital Management Limited, a consultant of Guantao & Chow Solicitors and Notaries and a director of Kailey and Fong Fun Group of Companies. He is also an Independent Non-executive Director of Henderson Land Development Co. Ltd. He is a member of the Public Shareholders Group, the Takeovers and Mergers Panel and the Takeovers Appeal Committee of the Securities and Futures Commission of Hong Kong. He is also a member of the Main Board and GEM Listing Review Committees of The Stock Exchange of Hong Kong Limited. He is a Qualified Solicitor in Australia, Hong Kong and England and Wales and is a Practising Solicitor Member of the Solicitors' Disciplinary Tribunal Panel in Hong Kong.
Ms Eirene Yeung Member From 2019-10-01
Current appointment expires on 2020-09-30
Ms Yeung is Executive Committee Member and the Company Secretary of CK Asset Holdings Limited. She is also a member of the SFC (HKEC Listing) Committee of the Securities and Futures Commission, the Advisory Committee on Corruption of the Independent Commission Against Corruption and the Vice Chairman of the General Committee of The Chamber of Hong Kong Listed Companies. She is a solicitor of the High Court of the Hong Kong Special Administrative Region and a non-practising solicitor of the Senior Courts of England and Wales.
Dr Lin Yong Member From 2019-10-01
Current appointment expires on 2021-09-30
Dr. LIN Yong is a senior executive of Haitong Securities (Stock Code: 600837SH, 6837HK), CEO of Haitong International Holdings, Deputy Chairman and CEO at Haitong International Securities Group (Stock Code: 0665HK), Chairman of Haitong Bank, S.A. He is also the Deputy Director of the International Cooperation Strategy Committee of Securities Association of China, Member of Mainland Opportunities Committee of Financial Services Development Council, Chairman of Chinese Securities Association of Hong Kong, founding Deputy Chairman of Chinese Financial Association of Hong Kong, and member of Hong Kong Academy of Finance.
Ms Wincey Lam Member From 2019-10-01
Current appointment expires on 2021-09-30
Ms Wincey Lam is the Head of Investigation and Compliance, and Head of Finance and Administration of the FRC. She has over 20 years of extensive experience in financial reporting and auditing. Before joining the FRC in 2013, she was a Partner in the Professional Practice Department in KPMG. She is a member of the ICAEW and HKICPA.